Recorded Controlled Substances: Prescribing and Dispensing Within the Law
This course provides a comprehensive review of the laws and regulations under the Controlled Substances Act of 1970, which mandate that such substances be prescribed solely for legitimate medical purposes by practitioners operating within the scope of their professional practice.
The course highlights legal requirements related to controlled substances classified in Schedules I through V. Key topics include partial fills, refills, emergency dispensing, and electronic prescribing. It also covers specific regulations applicable to mid-level practitioners and opioid addiction treatment programs.
The overarching goal of controlled substance regulations is to maintain a continuous and accountable chain—from manufacture to final dispensing or destruction—commonly referred to as "cradle to grave." A thorough understanding of these laws is essential to promote safe usage, maximize patient benefit, and minimize potential harm. Adherence to these regulations also plays a critical role in preventing drug diversion.
This project is supported by the Alabama Department of Public Health through a grant from the Bureau of Justice Assistance. The Bureau of Justice Assistance is a component of the Department of Justice’s Office of Justice Programs, which also includes the Bureau of Justice Statistics, the National Institute of Justice, the Office of Juvenile Justice and Delinquency Prevention, the Office for Victims of Crime, and the SMART Office. Points of view or opinions in this document are those of the author and do not necessarily represent the official position or policies of the U.S. Department of Justice.
Target Audience
This knowledge-based course is intended for Pharmacists (ACPE), Pharmacy Technicians (ACPE), Nurse Practitioners (ABN), and Dentists (AL board approval).
Learning Objectives
- Explain the Controlled Substances Act
- Recognize the Schedules of Controlled Substances
- Describe the required elements of controlled substance prescriptions
- Understand laws related to electronic prescribing (E-Prescribing) of controlled drugs
- Define laws pertaining to mid-level practitioners
- Regarding Schedule II medications, know and apply laws pertaining to oral prescribing, and faxing
- Regarding Schedule II medications, know and apply laws pertaining to multiple RXs and partial filling
- Identify regulations surrounding emergency filling of controlled substances
- Define laws pertaining to schedule III, IV, and V drugs including refills, partial filling, & how they may be ordered from a pharmacy (i.e electronic, fax, phone etc.)
- Outline opioid addiction treatment program laws, and all laws pertaining to the prescribing of methadone and buprenorphine +/- naloxone
Recorded Controlled Substances Prescribing and Dispensing Within the Law.pdf
A copy of the presentation slides are located within the course content. Once you have registered for the course, please navigate to the 'Take Course' tab and click the navy blue 'Take Course' button. Navigate to the 'Course Materials' section of the course using the left-hand menu and download a PDF version of the program presentation.
Scott Penzak, Pharm.D. is Department Head and Professor in the Department of Pharmacy Practice, joining the Harrison School of Pharmacy on Dec. 1, 2018. Prior to joining the Harrison School of Pharmacy, Penzak totaled more than 12 years of experience as a researcher with the National Institutes of Health and nine years of academic experience at the University of North Texas and Mercer University. Penzak is a 1990 graduate of Ferris State University with a bachelor of science degree in pharmacy. He went on to complete his Pharm.D. at Wayne State University in 1996. Upon graduation, he was a research fellow for two years at the University of Arkansas for Medical Sciences, studying infectious diseases pharmacology. Penzak joined the HSOP faculty following a position at the University of North Texas Health Sciences Center in the College of Pharmacy from 2014-18. While there, he has served as professor and vice chair of the Department of Pharmacotherapy while also serving as interim associate dean for academic affairs from 2016-17. Prior to his arrival at North Texas, Penzak spent 12 years as the director of the Clinical Pharmacokinetics Research Laboratory (CPRL) at the National Institutes of Health (NIH) in Bethesda, Maryland. He also spent three years (1998-2001) as an assistant professor of pharmacy practice at Mercer University. Penzak’s research is focused mainly on pharmacokinetics, pharmacogenetics, drug-drug, and drug-herb interactions with antiretroviral medications. From a clinical pharmacy service perspective, he routinely assists clinicians with therapeutic drug monitoring and drug interaction management in HIV-infected patients. While with the NIH, Penzak was the director of the Clinical Pharmacokinetic Research Laboratory (CPRL), a unit that assists clinical investigators in the design, analysis, and interpretation of pharmacokinetic studies. The CPRL supports NIH scientists in several major areas of pharmacokinetic research, including drug interaction studies and characterization of drugs with nonlinear disposition. While director of the CPRL, he received three Directors Awards at NIH for scientific achievement (2005, 2013) and patient care (2012). In 2008 he was a recipient of the NIH Mentoring Award. With research funding from organizations such as the NIH, American Association of Colleges of Pharmacy, and others, Penzak has generated more than 150 publications. He also serves on the editorial boards for publications such as the Journal of Clinical Pharmacology, Pharmacotherapy, European Journal of Drug Metabolism and Pharmacokinetics, and the International Journal of Pharmacokinetics. In 2017, Penzak was recognized as a Fellow in the American College of Clinical Pharmacology.
Auburn University is accredited by the Accreditation Council for Pharmacy Education as a provider of continuing pharmacy education; credits are recognized nationwide. The Universal Activity Number for this knowledge-based program is 0001-9999-25-050-H03-P/T and is intended for pharmacists and pharmacy technicians. The initial release date for this home-study program is November 5, 2025 and the intended expiration date is November 5, 2028.
ABN - Auburn University Harrison College of Pharmacy is a Board-approved provider of continuing nursing education in Alabama by the Alabama Board of Nursing. Provider Number: ABNP1515.
Disclosures: There is no commercial support being received for this program. Dr. Penzak and others in control of content have no actual or potential conflict of interest in relation to this program. No individuals in a position to control content for this activity have any relevant financial relationships to declare.
Available Credit
- 1.20 ABNAuburn University Harrison College of Pharmacy is a board-approved provider of continuing nursing education in Alabama by the Alabama Board of Nursing. Provider Number: ABNP1515
- 1.00 ACPE PharmacyAuburn University is accredited by the Accreditation Council for Pharmacy Education as a provider of continuing pharmacy education; credits are recognized nationwide.
- 1.00 ACPE TechnicianAuburn University is accredited by the Accreditation Council for Pharmacy Education as a provider of continuing pharmacy education; credits are recognized nationwide.
- 1.00 BDEA

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